Commencement order to support licensing of financial advice providers
Published: 30 Jan 2020Cabinet paper seeking approval for Commencement Order to support licensing of financial advice providers.
Type
File
PDF, 306KB, 4 pages
Cabinet paper seeking approval for Commencement Order to support licensing of financial advice providers.
PDF, 306KB, 4 pages
Submission template for submitters to use and fill out when making a submission on the discussion paper.
DOC, 56KB, 4 pages
Public discussion paper to seek feedback on the funding and levy settings of the Financial Markets Authority.
PDF, 861KB, 46 pages
Briefing seeking formal agreement to the proposals for the settings for KiwiSaver default funds.
PDF, 581KB, 8 pages
Independent consultant report on the efficiency and effectiveness of the Financial Markets Authority and its funding needs.
PDF, 512KB, 74 pages
An overview of the organisations enforcing the new financial advice regime or providing redress to consumers
PDF, 199KB, 1 page
A factsheet setting out when financial advisers can be engaged by multiple financial advice providers and some important considerations when contemplating these types of engagements.
PDF, 208KB, 4 pages
A factsheet explaining what it means to utilise interposed persons arrangements to engage individuals in the new financial advice regime.
PDF, 187KB, 3 pages
Cabinet Economic Development Committee Minute relating to approval to introduce the Financial Markets (Conduct of Institutions) Amendment Bill.
PDF, 168KB, 3 pages
Approval to introduce the Financial Markets (Conduct of Institutions) Amendment Bill.
PDF, 356KB, 8 pages
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