Code Committee: submission: New Financial Advice Regime Consultation Paper
Published: 15 Mar 2017Submission on the Consultation Paper: New Financial Advice Regime:Code Committee
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PDF, 205KB, 11 pages
Submission on the Consultation Paper: New Financial Advice Regime:Code Committee
PDF, 205KB, 11 pages
Terms of reference for the Code Working Group, preparing a draft code of professional conduct for persons who give regulated financial advice to retail clients.
PDF, 223KB, 10 pages
Submission on the Consultation Paper: New Financial Advice Regime:Murray Weatherston
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Exposure draft of the Financial Services Legislation Amendment Bill
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Consultation document on the new financial advice regime
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Factsheet on the consultation of a draft Financial Services Legislation Amendment Bill, to amend the regulation of financial advice in New Zealand.
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Cabinet paper seeking approval to change the requirements for KiwiSaver annual statements.
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This Regulatory Impact Statement makes three recommendations for additional financial product information to be disclosed to KiwiSaver investors through the annual statements they receive from their KiwiSaver providers.
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Summary of changes to the FMA and XRB levies and the Companies Office fees following the 2016 review
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This regulatory impact statement considers problems relating to the funding of The Financial Markets Authority (the FMA), the External Reporting Board (XRB) and the Companies Office
PDF, 873KB, 60 pages
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