Summary of changes - Supplementary order paper to financial services legislation bill
Published: 15 Mar 2019Factsheet summarising key parts of the Supplementary Order Paper.
Type
File
PDF, 315KB, 2 pages
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Summary of disclosure requirements in the new financial advice regime
Published: 15 Mar 2019Factsheet summarising decisions on disclosure requirements.
Type
File
PDF, 366KB, 2 pages
Cabinet paper: Regulation of financial advice - disclosure and multiple providers
Published: 12 Mar 2019This cabinet paper seeks decisions in relation to disclosure requirements for new financial advice regulatory regime and minor change to SOP.
Type
File
PDF, 203KB, 13 pages
Financial Services Legislation Amendment Bill: Approval for Introduction
Published: 20 Dec 2018Cabinet paper seeking approval to introduce the Financial Services Legislation Amendment Bill
Type
File
PDF, 124KB, 20 pages
Cabinet paper - Consultation on fees and levies in the new financial advice regime
Published: 13 Dec 2018Cabinet paper seeking approval to consult on proposed financial advice provider licensing fees and changes to the FMA levy
Type
File
PDF, 938KB, 10 pages
Discussion paper - Financial advice provider licensing fees and changes to the FMA levy
Published: 13 Dec 2018Discussion paper seeking feedback on proposed financial advice provider fees, and changes to the FMA levy
File
PDF, 374KB, 20 pages
Summary of proposals - Financial advice provider licensing fees and changes to the FMA levy
Published: 13 Dec 2018Two page summary of the proposals contained in the Discussion paper - Financial advice provider licensing fees and changes to the FMA levy
File
PDF, 2.1MB, 2 pages
Introduction of a licensing regime for administrators of financial benchmarks
Published: 8 Nov 2018Cabinet paper requesting the regime in order to comply with European Union regulation to avoid significant costs or risks to our financial markets.
Type
File
PDF, 214KB, 12 pages
Introduction of a licensing regime for administrators of financial benchmarks
Published: 8 Nov 2018This paper seeks Cabinet agreement to establish a licensing regime for New Zealand financial benchmark administrators under the Financial Markets Conduct Act 2013.
Type
File
DOCX, 51KB, 12 pages
Impact summary: introduction of a new regulatory regime for financial benchmarks
Published: 6 Nov 2018Analysis and advice on the impact of the new regime, to inform the final decisions to proceed with a policy change.
File
PDF, 646KB, 15 pages