We sought feedback on the draft regulations that will set the disclosure requirements in the new financial advice regime.
A document that seeks feedback on the draft regulations that will set the disclosure requirements that will apply in the new financial advice regime.
PDF, 523KB, 11 pages
A draft of the Financial Markets Conduct (Regulated Financial Advice Disclosure) Amendment Regulations for consultation.
PDF, 321KB, 19 pages
A template for providing submissions on the exposure draft of the regulations that will set the disclosure requirements that will apply in the new financial advice regime.
DOC, 56KB, 4 pages
45 submissions were received on the exposure draft regulations.
Read the submissions(external link)
For information in relation to the final regulations and the changes that were made in response to feedback, visit the disclosure requirements page on our website.
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https://www.mbie.govt.nz/have-your-say/exposure-draft-financial-markets-conduct-regulated-financial-advice-disclosure-amendment-regulations-2019
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